Y••• S• A••••••

Feed of 09/14/2026

Also filed as J••• A••••••••• S••••••• A••••••

At current firm

7 y

since Apr 12, 2019

In the industry

26 y

since Feb 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse
Apr 8, 2011 to Apr 18, 2019 · Folsom, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Apr 12, 2011 · Carmichael, Ca
W•••• F•••• I••••••••• L•• unclassified
Jan 5, 2006 to Jan 3, 2011 · Orangevale, Ca
C••••••• I••••••••• S••••••• unclassified
Apr 14, 2003 to Jan 11, 2006 · Sacramento, Ca
M••••• S•••••• D• I••• unclassified
Apr 4, 2001 to Nov 21, 2002 · Citrus Heights, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Apr 18, 2019, registered Apr 12, 2019 (-6 days) · Wirehouse to wirehouse
W•••• F•••• A••••••• to M••••• S••••••
left Apr 12, 2011, registered Apr 8, 2011 (-4 days) · Wirehouse to wirehouse
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
C••••••• I••••••••• S••••••• to W•••• F•••• I••••••••• L••
left Jan 11, 2006, registered Jan 5, 2006 (-6 days) · Other
M••••• S•••••• D• I••• to C••••••• I••••••••• S•••••••
left Nov 21, 2002, registered Apr 14, 2003 (144 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address