DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
V••••• J••• R••••
Feed of 09/14/2026
At current firm
10 y
since Nov 24, 2015
In the industry
26 y
since Jun 15, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 24, 2015 · Beachwood, Oh
- S•••••••• A••••••• L•• national BDDec 24, 2008 to Sep 9, 2015 · Woodmere Village, Oh
- R•••••• J•••• • A••••••••• I••• national BDJan 6, 2004 to Dec 4, 2008 · Canton, Oh
- A•••••• I••• unclassifiedMay 1, 2003 to Jan 29, 2004 · Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 9, 2015, registered Nov 24, 2015 (76 days) · Other
- R•••••• J•••• • A••••••••• I••• to S•••••••• A••••••• L••left Dec 4, 2008, registered Dec 24, 2008 (20 days) · Affiliated broker-dealer or bank to another
- A•••••• I••• to R•••••• J•••• • A••••••••• I•••left Jan 29, 2004, registered Jan 6, 2004 (-23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address