DFX Intelligence
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Registered advisor
M••• W•••••• F•••••••
Feed of 09/14/2026
At current firm
6 y
since Jun 2, 2020
In the industry
26 y
since May 2, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Senior Vice President/InvestmentsreportedWWW.GREATFALLS-STIFEL.COMfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 2, 2020 · Great Falls, Mt
- W•••• F•••• A••••••• wirehouseMay 20, 2013 to Jun 5, 2020 · Great Falls, Mt
- E••••• J•••• national BDFeb 1, 2010 to May 21, 2013 · Great Falls, Mt
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 5, 2020, registered Jun 2, 2020 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left May 21, 2013, registered May 20, 2013 (-1 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address