DFX Intelligence
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Registered advisor
B•••• J••••• C••••
Feed of 09/14/2026
Also filed as B•••• J••••• G•••••
At current firm
0 y
since Jan 30, 2026
In the industry
26 y
since Mar 20, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 30, 2026 · Ocala, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 29, 2015 to Jun 14, 2024 · Ocala, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 27, 2015 · Ocala, Fl
- M••••• S•••••• • C•• L•• unclassifiedFeb 6, 2009 to Jun 1, 2009 · Ocala, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 30, 2009 · Ocala, Fl
- A• G• E•••••• • S•••• I••• unclassifiedMar 20, 2000 to Jan 1, 2008 · Ocala, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 14, 2024, registered Jan 30, 2026 (595 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jan 27, 2015, registered Jan 29, 2015 (2 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Jan 30, 2009, registered Feb 6, 2009 (7 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 14, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address