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Feed of 09/15/2026
Also filed as K•••• L•• M••••••••• L•• D••••••••• L•• H••••••••• L•• C•••••
At current firm
5 y
since May 4, 2021
In the industry
25 y
since Dec 15, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 4, 2021 · Lebanon, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 28, 2009 to May 20, 2021 · Lakewood Ranch, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 11, 2006 to May 27, 2009 · Sarasota, Fl
- M••••• S•••••• D• I••• unclassifiedDec 15, 2000 to Sep 6, 2006 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left May 20, 2021, registered May 4, 2021 (-16 days) · Affiliated broker-dealer or bank to wirehouse
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 27, 2009, registered Oct 28, 2009 (154 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2006, registered Sep 11, 2006 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address