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Registered advisor
R••••• E••••• G•••••••
Feed of 09/14/2026
Also filed as R••••• E••••• G••••••••• E••••• G••••••••• E• G•••••••
At current firm
8 y
since Oct 26, 2017
In the industry
26 y
since Jun 16, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Oct 26, 2017 · Portland, Me
- L•• F•••••••• L•• BD affiliatedJun 15, 2017 to Jul 6, 2017 · Manchester, Nh
- C•••••• S••••• • C••• I••• national BDMar 16, 2010 to Jun 6, 2017 · Bedford, Nh
- S•••••••• A••••••• L•• national BDJul 15, 2004 to Aug 31, 2007 · Merrimack, Nh
- M••••• S•••••• D• I••• unclassifiedMay 14, 2002 to Dec 5, 2002 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 6, 2017, registered Oct 26, 2017 (112 days) · Other
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Jun 6, 2017, registered Jun 15, 2017 (9 days) · Other
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Aug 31, 2007, registered Mar 16, 2010 (928 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• D• I••• to S•••••••• A••••••• L••left Dec 5, 2002, registered Jul 15, 2004 (588 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address