DFX Intelligence
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Registered advisor
G•••• M•••••• P•••••••••
Feed of 09/14/2026
Also filed as G•••• M•••••• P••••••••• M• P•••••••••
At current firm
0 y
since Nov 4, 2025
In the industry
26 y
since May 2, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 4, 2025 · Chalfont, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDAug 10, 2018 to Nov 5, 2025 · Fort Washington, Pa
- W•••• F•••• A••••••• wirehouseFeb 9, 2015 to Aug 14, 2018 · Philadelphia, Pa
- M••••• S•••••• wirehouseMar 27, 2012 to Feb 23, 2015 · Doylestown, Pa
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• E••••••••• L••left Nov 5, 2025, registered Nov 4, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Aug 14, 2018, registered Aug 10, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 23, 2015, registered Feb 9, 2015 (-14 days) · Wirehouse to wirehouse
Signals
- ••• LockedNov 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address