DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• Y•••• C•••
Feed of 09/15/2026
At current firm
2 y
since May 6, 2024
In the industry
26 y
since Jul 14, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 6, 2024 · Mesa, Az
- U•• F•••••••• S••••••• I••• wirehouseJul 16, 2015 to May 13, 2024 · Phoenix, Az
- M••••• S•••••• wirehouseDec 23, 2010 to Jul 31, 2015 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 9, 2010 to Jun 16, 2010 · Phoenix, Az
- U•• F•••••••• S••••••• I••• wirehouseApr 13, 2009 to Oct 28, 2009 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 1, 2002 to Jan 13, 2009 · Phoenix, Az
All 6 prior registrationsShow fewer
- M••••• S•••••• D• I••• unclassifiedOct 6, 2000 to Oct 31, 2002 · Stockton, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left May 13, 2024, registered May 6, 2024 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jul 31, 2015, registered Jul 16, 2015 (-15 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 16, 2010, registered Dec 23, 2010 (190 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 28, 2009, registered Apr 9, 2010 (163 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 13, 2009, registered Apr 13, 2009 (90 days) · Wirehouse to wirehouse
All 6 movesShow fewer
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 31, 2002, registered Nov 1, 2002 (1 days) · Other
Signals
- ••• LockedMay 13, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address