DFX Intelligence
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Feed of 09/15/2026
Also filed as R•••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J••• H••••••••• J••• E••••••
At current firm
11 y
since Jul 20, 2015
In the industry
14 y
since Mar 16, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jul 20, 2015 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 23, 2014 to Jul 10, 2015 · E•••••Sville, Il
- W•••• F•••• A••••••• wirehouseOct 17, 2012 to Jan 27, 2014 · E•••••Sville, Il
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 19, 2012 to Sep 24, 2012 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••left Jul 10, 2015, registered Jul 20, 2015 (10 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jan 27, 2014, registered Jan 23, 2014 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Sep 24, 2012, registered Oct 17, 2012 (23 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address