DFX Intelligence
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Registered advisor
C••••••••• M•••••• P••••
Certified Financial Planner
Feed of 09/14/2026
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Business email
- ••• Lockedreportedstonebridgewm.comfirm site, Sep 24, 2026
- Advisor profile
- ••• Lockedreportedstonebridgewm.comfirm site, Sep 24, 2026
- Advisor profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
At current firm
9 y
since Dec 14, 2016
In the industry
25 y
since Oct 16, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••• P•••• C••••••• L•• independent RIA currentsince Jan 3, 2017 · Oak Brook, Il
- S••••••••• W••••• M••••••••• L•• independent RIA currentsince Dec 14, 2016 · Oak Brook, Il
- C••••••••• F•••••••• N•••••• national BDJan 3, 2011 to Dec 2, 2016 · Oak Brook, Il
- S••••••• F•••••••• S•••••••• I••• formerApr 1, 2003 to Jan 4, 2011 · Downers Grove, Il
- M••••• S•••••• D• I••• unclassifiedMar 12, 2001 to Dec 5, 2002 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to S••••••••• W••••• M••••••••• L••left Dec 2, 2016, registered Dec 14, 2016 (12 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Jan 4, 2011, registered Jan 3, 2011 (-1 days) · Other
- M••••• S•••••• D• I••• to S••••••• F•••••••• S•••••••• I•••left Dec 5, 2002, registered Apr 1, 2003 (117 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address