DFX Intelligence
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Registered advisor
D••••••• C•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••••• C•••••• E••••••
At current firm
11 y
since Nov 7, 2014
In the industry
26 y
since Jul 12, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Nov 7, 2014 · Brea, Ca
- E••••• J•••• national BDOct 2, 2006 to Nov 10, 2014 · Orange, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 10, 2014, registered Nov 7, 2014 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address