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Registered advisor
L••• N•••••
Feed of 09/14/2026
Also filed as L••• B•••• N•••••
At current firm
8 y
since Apr 11, 2018
In the industry
26 y
since Aug 8, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 11, 2018 · Honolulu, Hi
- R•••••• J•••• • A••••••••• I••• national BDNov 28, 2017 to Feb 12, 2018 · Honolulu, Hi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 11, 2013 to Dec 7, 2017 · Honolulu, Hi
- W•••• F•••• A••••••• wirehouseFeb 15, 2011 to Mar 13, 2013 · Honolulu, Hi
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 28, 2011 · Honolulu, Hi
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 27, 2008 to Jun 1, 2009 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 12, 2018, registered Apr 11, 2018 (58 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Dec 7, 2017, registered Nov 28, 2017 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 13, 2013, registered Mar 11, 2013 (-2 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 28, 2011, registered Feb 15, 2011 (-13 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address