DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• W••• C•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Sep 6, 2016
In the industry
25 y
since Dec 28, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 6, 2016 · Anderson, In
- R•••••• J•••• • A••••••••• I••• national BDFeb 19, 2008 to Sep 16, 2016 · Anderson, In
- E••••• J•••• national BDAug 10, 2004 to Feb 19, 2008 · Pendleton, In
- C•••••• S••••• • C••• I••• national BDJul 28, 2003 to Aug 10, 2004 · In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Sep 16, 2016, registered Sep 6, 2016 (-10 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to R•••••• J•••• • A••••••••• I•••left Feb 19, 2008, registered Feb 19, 2008 (0 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to E••••• J••••left Aug 10, 2004, registered Aug 10, 2004 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address