DFX Intelligence
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Registered advisor
H•••• C•••••• T•••••••
Feed of 09/14/2026
Also filed as H•••• C•••••• T••••••••• C•••••• T•••••••
At current firm
3 y
since Aug 25, 2023
In the industry
16 y
since Jul 10, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 25, 2023 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseDec 19, 2012 to Aug 22, 2023 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Aug 22, 2023, registered Aug 25, 2023 (3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedAug 22, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address