C••••• G••••

Registered advisorat L•• E••••••••• L••Dual registrant· Plano, TxIAPD 4253262

As of 2026-09-14 · the IAPD feed; also filed as C••••• C••••••••• A• C••••••••• A• G••••••••• A•••••• C••••••••• A• C••••••••• A• G••••••••• A•••••• G••••

In the industry: 23 y
Prior registered firms: 3
Signals: 1

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 12, 2025 · Plano, Tx

W•••• F•••• A••••••• wirehouse
Nov 23, 2021 to Jun 12, 2024 · Dallas, Tx
J••• M••••• S••••••••• L•• wirehouse
Apr 20, 2016 to Jun 7, 2021 · Flower Mound, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 4, 2011 to Aug 24, 2015 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to L•• E••••••••• L••
left Jun 12, 2024, registered Nov 12, 2025 (518 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jun 7, 2021, registered Nov 23, 2021 (169 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Aug 24, 2015, registered Apr 20, 2016 (240 days) · Wirehouse to wirehouse

Signals

••• Locked
Jun 12, 2024 · Advisor changed firm · fact

Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address