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Registered advisor

J••• A•••• N•••••

U••• B•••••• A•••••••• L••BD affiliatedEstacada, Or dual registrantIAPD 4268069

Feed of 09/15/2026

Also filed as J••• A• N••••••••• N•••••

At current firm

0 y

since Feb 13, 2026

In the industry

25 y

since Oct 25, 2000 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Estacada, Or

U••• B•••••• I••••••••• I••• former
Apr 1, 2013 to Feb 13, 2026 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Apr 5, 2012 to Mar 4, 2013 · Vancouver, Wa
E••••• J•••• national BD
Sep 29, 2004 to Apr 10, 2012 · Vancouver, Wa
W•••• F•••• A••••••• wirehouse
Oct 24, 2001 to Jan 7, 2003 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Mar 4, 2013, registered Apr 1, 2013 (28 days) · Other
E••••• J•••• to W•••• F•••• A•••••••
left Apr 10, 2012, registered Apr 5, 2012 (-5 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Jan 7, 2003, registered Sep 29, 2004 (631 days) · Wirehouse to affiliated broker-dealer or bank

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address