DFX Intelligence
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Registered advisor
L••• T•••••• K•••
Feed of 09/14/2026
Also filed as T•••••• K•••••••• T•••••• K•••
At current firm
10 y
since Feb 22, 2016
In the industry
23 y
since Jun 25, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 22, 2016 · Palm Beach Gardens, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Feb 29, 2016 · Palm Beach, Fl
- C••••••• I••••••••• S••••••• unclassifiedSep 30, 2005 to May 29, 2007 · Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Feb 29, 2016, registered Feb 22, 2016 (-7 days) · Other · moved with a team
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address