DFX Intelligence
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F•••• L• B••••
Certified Financial Planner
As of · the IAPD feed; also filed as F•••• B••••••••• L• B••••••••• L• B••••
- At current firm
- 5 y
- In the industry
- 25 y
- Prior registered firms
- 4
- Signals
- 0
since Jul 23, 2021
As of · the IAPD feed; also filed as F•••• B••••••••• L• B••••••••• L• B••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 23, 2021 · Bloomfield Hills, Mi
- W•••• F•••• A••••••• wirehouseFeb 20, 2015 to Jul 29, 2021 · Northville, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 5, 2015 · Grosse Pointe Farms, Mi
- M••••• S•••••• • C•• L•• unclassifiedOct 24, 2008 to Jun 1, 2009 · Grosse Pointe Farms, Mi
- U•• F•••••••• S••••••• I••• wirehouseAug 4, 2003 to Oct 31, 2008 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jul 29, 2021, registered Jul 23, 2021 (-6 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 5, 2015, registered Feb 20, 2015 (-13 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Oct 31, 2008, registered Oct 24, 2008 (-7 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote