DFX Intelligence
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Registered advisor
J•• S• C•••
Feed of 09/14/2026
Also filed as J• S•• L••• C•••
At current firm
5 y
since Apr 22, 2021
In the industry
25 y
since Mar 12, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 22, 2021 · Garden City, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedDec 8, 2010 to Apr 26, 2013 · New York, Ny
- S•••••••• A••••••• L•• national BDJan 14, 2004 to Jul 2, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Apr 26, 2013, registered Apr 22, 2021 (2918 days) · Other
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jul 2, 2009, registered Dec 8, 2010 (524 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address