DFX Intelligence
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Registered advisor
K•••••• N•••• R•••
Feed of 09/14/2026
Also filed as K•••••• N•••• B••••••••• N•••• S••••••••• N•••• W••••••••• N•••• D•••••
At current firm
15 y
since Jul 6, 2011
In the industry
20 y
since Oct 24, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jul 6, 2011 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseNov 6, 2009 to May 5, 2010 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••left May 5, 2010, registered Jul 6, 2011 (427 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address