DFX Intelligence
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Registered advisor
J••• G•••••••
Feed of 09/15/2026
Also filed as J••• G••••••••• G••••••••• G•••••••
At current firm
14 y
since Sep 24, 2012
In the industry
25 y
since Feb 16, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 24, 2012 · Fairfax, Va
- W•••• F•••• A••••••• wirehouseJan 6, 2010 to Apr 20, 2011 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 27, 2001 to Mar 3, 2009 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Apr 20, 2011, registered Sep 24, 2012 (523 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 3, 2009, registered Jan 6, 2010 (309 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address