DFX Intelligence
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Registered advisor
R•••••• V•••••
Feed of 09/14/2026
Also filed as R•••••• V••••••••• C•••• V••••••••• C•••• V•••••
At current firm
1 y
since Jul 25, 2025
In the industry
22 y
since Jul 29, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jul 25, 2025 · Palm Beach Gardens, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 30, 2023 to Jul 22, 2025 · Jupiter, Fl
- J••• M••••• S••••••••• L•• wirehouseNov 27, 2017 to Jul 1, 2023 · Greenacres, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 4, 2010 to Nov 28, 2017 · Palm Beach Gardens, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 29, 2010 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 8, 2007 to Jun 1, 2009 · San Diego, Ca
All 6 prior registrationsShow fewer
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 30, 2004 to Jan 9, 2007 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Jul 22, 2025, registered Jul 25, 2025 (3 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 1, 2023, registered Jun 30, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Nov 28, 2017, registered Nov 27, 2017 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 29, 2010, registered Oct 4, 2010 (-25 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Jan 9, 2007, registered Jan 8, 2007 (-1 days) · Other
Signals
- ••• LockedJul 22, 2025 · Advisor changed firm · fact
- ••• LockedJul 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address