DFX Intelligence
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Registered advisor
W•••••• A• P•••••••
Feed of 09/14/2026
Also filed as A•••• P•••••••
At current firm
1 y
since Oct 16, 2024
In the industry
25 y
since Feb 13, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 16, 2024 · Brunswick, Ga
- L•• F•••••••• L•• BD affiliatedMar 6, 2018 to Oct 24, 2024 · Brunswick, Ga
- W•••• F•••• A••••••• wirehouseSep 12, 2012 to Mar 7, 2018 · Savannah, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 15, 2010 to Sep 4, 2012 · Brunswick, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDAug 8, 2007 to Apr 19, 2010 · Atlanta, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 26, 2002 to Aug 1, 2007 · Brunswick, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 24, 2024, registered Oct 16, 2024 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 7, 2018, registered Mar 6, 2018 (-1 days) · Wirehouse to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Sep 4, 2012, registered Sep 12, 2012 (8 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 19, 2010, registered Apr 15, 2010 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Aug 1, 2007, registered Aug 8, 2007 (7 days) · Other
Signals
- ••• LockedOct 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address