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Registered advisor
J••• D•••• G••••••
Feed of 09/15/2026
At current firm
11 y
since Oct 30, 2014
In the industry
23 y
since Jan 25, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 30, 2014 · West Des Moines, Ia
- E••••• J•••• national BDOct 17, 2014 to Oct 27, 2014 · Ottumwa, Ia
- W•••• F•••• A••••••• wirehouseMay 25, 2006 to Oct 21, 2014 · West Des Moines, Ia
- R•••••• J•••• • A••••••••• I••• national BDJan 24, 2006 to Jun 5, 2006 · West Des Moines, Ia
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 15, 2004 to Nov 25, 2005 · Des Moines, Ia
- R•••••• J•••• • A••••••••• I••• national BDJan 9, 2004 to Oct 6, 2004 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to W•••• F•••• A•••••••left Oct 27, 2014, registered Oct 30, 2014 (3 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to E••••• J••••left Oct 21, 2014, registered Oct 17, 2014 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Jun 5, 2006, registered May 25, 2006 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Nov 25, 2005, registered Jan 24, 2006 (60 days) · Other
- R•••••• J•••• • A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 6, 2004, registered Sep 15, 2004 (-21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address