DFX Intelligence
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Registered advisor
D•••• A•••••••• V••••••••
Feed of 09/15/2026
At current firm
3 y
since Aug 4, 2023
In the industry
24 y
since Oct 12, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 4, 2023 · Coral Springs, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 17, 2012 to Aug 8, 2023 · Coral Springs, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 27, 2012 · Ft. Lauderdale, Fl
- M••••• S•••••• • C•• L•• unclassifiedJan 6, 2009 to Jun 1, 2009 · Ft. Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseJul 20, 2004 to Dec 22, 2008 · Coral Springs, Fl
- M••••• S•••••• D• I••• unclassifiedFeb 6, 2002 to Jul 2, 2004 · Coralsprings, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Aug 8, 2023, registered Aug 4, 2023 (-4 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Feb 27, 2012, registered Feb 17, 2012 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Dec 22, 2008, registered Jan 6, 2009 (15 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jul 2, 2004, registered Jul 20, 2004 (18 days) · Other
Signals
- ••• LockedAug 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address