DFX Intelligence
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Registered advisor
J•••••• D•••••• G•••••••
Feed of 09/15/2026
Also filed as J•••••• G••••••••• D•••••• G••••••••• D• G•••••••
At current firm
5 y
since Jan 7, 2021
In the industry
25 y
since May 15, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 7, 2021 · Lincoln, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Apr 12, 2019 · Boston, Ma
- S•••••••• A••••••• L•• national BDJul 26, 2012 to Jul 13, 2018 · Mission Viejo, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••• A••••••• G••••• L••left Apr 12, 2019, registered Jan 7, 2021 (636 days) · Other
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address