DFX Intelligence
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Registered advisor
J••• W•••••• H•••••
Feed of 09/14/2026
At current firm
6 y
since Aug 11, 2020
In the industry
25 y
since May 10, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Aug 11, 2020 · Galesburg, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 12, 2020 · Galesburg, Il
- A• G• E•••••• • S•••• I••• unclassifiedJun 25, 2001 to Jan 1, 2008 · Galesburg, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Aug 12, 2020, registered Aug 11, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address