DFX Intelligence
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Registered advisor
J•••• L••• S•••••
Feed of 09/14/2026
Also filed as J•••• L••• H••••••••• L• S••••••••• L• H••••••••• L••• S••••••••• L• S•••••
At current firm
2 y
since Jul 3, 2024
In the industry
25 y
since Oct 1, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Jul 3, 2024 · Troy, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedDec 7, 2022 to Jun 28, 2024 · Troy, Oh
- J••• M••••• S••••••••• L•• wirehouseFeb 4, 2019 to Mar 13, 2022 · Vandalia, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 14, 2003 to Jan 8, 2019 · Beavercreek, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• I••••••••• A•••••••• L••left Jun 28, 2024, registered Jul 3, 2024 (5 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 13, 2022, registered Dec 7, 2022 (269 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••left Jan 8, 2019, registered Feb 4, 2019 (27 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedMar 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address