DFX Intelligence
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Registered advisor
C•••••• J• K•••••
Feed of 09/14/2026
Also filed as C•••••• J••• S••••••••• J••• K••••••••• J••• S••••
At current firm
1 y
since Nov 18, 2024
In the industry
25 y
since Jul 2, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Nov 18, 2024 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseNov 16, 2007 to Jul 8, 2008 · Dallas, Tx
- B••• O•• S••••••••• C••••••••• unclassifiedOct 6, 2005 to May 23, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Jul 8, 2008, registered Nov 18, 2024 (5977 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O•• S••••••••• C••••••••• to W•••• F•••• A•••••••left May 23, 2006, registered Nov 16, 2007 (542 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address