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Registered advisor

C•••••• L••• H•••

C•••••••institutionalCharlotte, Nc dual registrantIAPD 4359244
Certified Financial Planner
Feed of 09/14/2026
Also filed as L••• H•••
At current firm
11 y
since Apr 22, 2015
In the industry
24 y
since May 24, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • W•••• F•••• A••••••• wirehouse
    Feb 18, 2005 to Oct 16, 2009 · Charlotte, Nc
  • B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
    May 16, 2003 to Mar 1, 2005 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Institutional managerderived
Years in industry
24derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address