DFX Intelligence
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Registered advisor
D••••• J•••• M••••••
Feed of 09/14/2026
At current firm
5 y
since Dec 2, 2020
In the industry
22 y
since Mar 15, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 2, 2020 · Weehawken, Nj
- M••••• S•••••• wirehouseJul 7, 2020 to Dec 9, 2020 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseFeb 21, 2018 to Jul 6, 2020 · Weehawken, Nj
- W•••• F•••• A••••••• wirehouseApr 6, 2015 to Feb 14, 2018 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Dec 9, 2020, registered Dec 2, 2020 (-7 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 6, 2020, registered Jul 7, 2020 (1 day) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 14, 2018, registered Feb 21, 2018 (7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address