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Registered advisor

C•••••••• M••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 4364381

Feed of 09/15/2026

Also filed as C•••••••• M• T••••••••• M• M••••••••• T••••• M••••••

At current firm

4 y

since Aug 18, 2022

In the industry

25 y

since May 8, 2001 (earliest exam, job or registration)

Prior registered firms

4

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 18, 2022 · Fox Island, Wa

J••• M••••• S••••••••• L•• wirehouse
Aug 26, 2021 to Jul 15, 2022 · Vashon, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 3, 2005 to Sep 1, 2006 · Bellevue, Wa
W••• I••••••••• I••• unclassified
Dec 1, 2004 to Feb 22, 2005 · Seattle, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 8, 2001 to Aug 29, 2003 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
left Jul 15, 2022, registered Aug 18, 2022 (34 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Sep 1, 2006, registered Aug 26, 2021 (5473 days) · Wirehouse to wirehouse
W••• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 22, 2005, registered May 3, 2005 (70 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••• I••••••••• I•••
left Aug 29, 2003, registered Dec 1, 2004 (460 days) · Other

Signals

••• Locked
Jul 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address