DFX Intelligence
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Registered advisor
M•••••• C••••••••• H••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• C• H••••••••• H••••••••• C••••••••• H••••••••• H••••••••• C• H••••••••
At current firm
4 y
since Aug 19, 2022
In the industry
25 y
since Apr 2, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 19, 2022 · Greenwood Village, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 26, 2018 to Aug 23, 2022 · Denver, Co
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Nov 9, 2018 · Windermere, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 7, 2009 to Oct 1, 2012 · Chicago, Il
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 11, 2004 to Apr 20, 2009 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Aug 23, 2022, registered Aug 19, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 9, 2018, registered Oct 26, 2018 (-14 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to C•••• I••••••••• S••••••• C••••left Apr 20, 2009, registered May 7, 2009 (17 days) · Other
Signals
- ••• LockedAug 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address