DFX Intelligence
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Registered advisor
R•••• D••••• C••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R•••• D••••• C••••••••• C••••••••
At current firm
1 y
since Oct 4, 2024
In the industry
25 y
since Jul 5, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 4, 2024 · Hilton Head, Sc
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 4, 2024 · Fairfield, Nj
- A• G• E•••••• • S•••• I••• unclassifiedFeb 10, 2006 to Jan 1, 2008 · St. Louis, Mo
- M••••• S•••••• D• I••• unclassifiedMay 13, 2002 to Feb 13, 2006 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 4, 2024, registered Oct 4, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••left Feb 13, 2006, registered Feb 10, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address