DFX Intelligence
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S••••• C• V••••••
As of · the IAPD feed; also filed as S•••• V••••••••• C• V••••••••• V••••••
- At current firm
- 1 y
- In the industry
- 22 y
- Prior registered firms
- 0
- Signals
- 0
since Sep 11, 2025
As of · the IAPD feed; also filed as S•••• V••••••••• C• V••••••••• V••••••
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Recruiter briefHow to read thisEvery line is a fact from a public record, or a measurement DFX made on the registration history of every advisor (2023 to 2025 cohorts), read for this advisor’s own firm where the sample allows. A move indicator means advisors with that fact moved more often; a retention indicator means they moved less. Neither says what this person will do. Recruiting value and movement evidence are kept apart on purpose.
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
- Practice attractivenesssome22.5 years in the industry
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilenoneDetails are shown to subscribers.
- Real estate activitynoneDetails are shown to subscribers.
- Contactabilitypartialfirm contact form or inbox
Movement evidence
- Movement signalsomeOne dated reason measured to go with moving: 20% of this office left for other firms in the last six months (latest 2026-06-18) (2.1x the base rate).
- Recent change activitysomeDetails are shown to subscribers.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitysome2 prior firms, median stay 8.1 years.
Career
- 11.9 years in the industry
- 1.2 years at the current firm
- 2 prior registered firms; median stay 8.1 years
Source: SEC IAPD per-person record
Licensing and credentials
- Registered in 6 states (firm median 5); added MN in the last 180 days
- Exams: SIE, Series 63, Series 66, Series 7, Series 7TO
- Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
- 1 of about 5 in the office left in the last 180 days
- 2 known colleagues changed firms in the last year
Regulatory record
Shown to subscribers, with the official record linked.
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 11, 2025 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote