DFX Intelligence
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Registered advisor
J••• M••• R•••
Feed of 09/14/2026
At current firm
4 y
since Feb 4, 2022
In the industry
25 y
since Jul 5, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 4, 2022 · Mccaskill, Ar
- W•••• F•••• A••••••• wirehouseMay 1, 2018 to Feb 11, 2022 · Sidney, Mt
- U••• B•••••• I••••••••• I••• formerMar 18, 2016 to May 2, 2018 · Missoula, Mt
- U•• F•••••••• S••••••• I••• wirehouseFeb 2, 2016 to Mar 23, 2016 · Albuquerque, Nm
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Feb 8, 2016 · Texarkana, Tx
- W•••• F•••• I••••••••• L•• unclassifiedJun 29, 2009 to Jan 3, 2011 · Atlanta, Tx
All 9 prior registrationsShow fewer
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 24, 2009 · Lubbock, Tx
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Lubbock, Tx
- M••••• S•••••• D• I••• unclassifiedJan 31, 2006 to Apr 2, 2007 · Lubbock, Tx
- I••••• F•••••••• C••••••••• formerMay 8, 2002 to Jan 20, 2006 · Lubbock, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Feb 11, 2022, registered Feb 4, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left May 2, 2018, registered May 1, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to U••• B•••••• I••••••••• I•••left Mar 23, 2016, registered Mar 18, 2016 (-5 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 8, 2016, registered Feb 2, 2016 (-6 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
All 9 movesShow fewer
- M••••• S•••••• to W•••• F•••• I••••••••• L••left Jun 24, 2009, registered Jun 29, 2009 (5 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to M••••• S•••••• D• I•••left Jan 20, 2006, registered Jan 31, 2006 (11 days) · Other
Signals
- ••• LockedFeb 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address