DFX Intelligence
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Registered advisor
B•••• R••••
Feed of 09/14/2026
At current firm
2 y
since Aug 30, 2024
In the industry
25 y
since Jul 27, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 30, 2024 · Los Angeles, Ca
- M••••• S•••••• wirehouseJul 11, 2014 to Sep 12, 2024 · Beverly Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 22, 2009 to Jul 14, 2014 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 20, 2001 to Jun 4, 2009 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Sep 12, 2024, registered Aug 30, 2024 (-13 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 14, 2014, registered Jul 11, 2014 (-3 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 4, 2009, registered May 22, 2009 (-13 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 12, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address