DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• D••• V•••••••
Feed of 09/14/2026
Also filed as T•••••• V••••••••• D• V••••••••• V••••••••• D• V•••••••
At current firm
22 y
since Sep 2, 2004
In the industry
25 y
since Aug 17, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Sep 2, 2004 · Tulsa, Ok
- L•••••• I••••••••• independent RIAMar 16, 2004 to Jul 2, 2004 · Colorado Springs, Co
- M••••• S•••••• D• I••• unclassifiedMar 19, 2002 to Dec 3, 2003 · Colo.Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- L•••••• I••••••••• to T••••••• I••••••••• M••••••••• I•••left Jul 2, 2004, registered Sep 2, 2004 (62 days) · Other
- M••••• S•••••• D• I••• to L•••••• I•••••••••left Dec 3, 2003, registered Mar 16, 2004 (104 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address