DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lincoln Investment
Legal name Lincoln Investment Planning, LLC
Latest filing Jul 20, 2026
First filing on the tape Nov 18, 2011 · 152 filings
SEC status approved since Sep 11, 1978
RAUM
$22B
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
99%
$22B individuals and HNW
Advisors
915
registered through the firm on IAPD
RAUM per advisor
$24.0M
derived; firm RAUM over IAPD count
Employees
1,238
874 advisory (5.B.1)
Offices
314
beyond the principal office
Private funds
0
reported on Schedule D
History
152 filings and snapshots on the tape
RAUM$22B as of Jul 20, 2026
Mar 30, 2012$3.1B then
HNW client RAUM$4.3B as of Jul 20, 2026
Mar 29, 2018$712M then
State-registered IARs (5.B.3)864 as of Jul 20, 2026
Apr 1, 2013625 then
Employees (5.A)1,238 as of Jul 20, 2026
Apr 1, 2013900 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 883 to 864offices 320 to 314
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $24.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 151derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $934,330derivedHNW RAUM over HNW clients
- Average account
- $110,315derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.9derived315 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $10BreportedItem 5.I
- Custody
- $21B, 137,154 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$17B79%
- High-net-worth individuals$4.3B20%
- Corporations and businesses$203M0.9%
- Charitable organizations$38.1M0.2%
- Pension and profit-sharing plans$30.3M0.1%
- Individual clients
- 133,528reported
- HNW clients
- 4,604reported
- Pension plan clients
- 15reported
- Charitable clients
- 41reported
- Accounts
- 199,383reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $1.6B sponsored, $0 managedreported
- Custody of client assets
- $21B for 137,154 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=861.0derived
Advisors registered through the firm
329 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nancy Jean Hendershot | Rockville, Md | Mar 28, 1991 | 43 y | 0 |
| Gary Drury | Fort Washington, Pa | Jul 22, 1999 | 47 y | 0 |
| Sylvia Marruffo Drury | Fort Washington, Pa | Jul 22, 1999 | 36 y | 0 |
| Joseph Emil Attanasi | Linden, Nj | Jul 26, 2002 | 32 y | 0 |
| John Dennis SchuCertified Financial Planner | Marlton, Nj | Jul 30, 2002 | 44 y | 0 |
| Jonathan Hunter Peck | Cranford, Nj | Sep 23, 2002 | 28 y | 0 |
| April Felicia Jackson | Canton, Ga | Apr 2, 2003 | 37 y | 0 |
| Gregory Paul Howard | Fort Washington, Pa | May 7, 2004 | 44 y | 1 |
| William Clifton Robinson | Albemarle, Nc | Feb 1, 2006 | 38 y | 0 |
| Jaime Zinkus | Marlton, Nj | Dec 7, 2007 | 20 y | 0 |
| Joan Marie Glenn | Stratford, Nj | Jan 29, 2008 | 34 y | 1 |
| Jeff R Pierson | Joliet, Il | Feb 15, 2008 | 37 y | 0 |
| Gerald Thaddeus FallerCertified Financial Planner | Turnersville, Nj | Aug 1, 2008 | 31 y | 0 |
| William Michael Blanche | Cranford, Nj | Dec 10, 2008 | 23 y | 0 |
| Mathew William Roper | Marlton, Nj | Jan 2, 2009 | 27 y | 1 |
| Jose Mari Gueco | Renton, Wa | May 29, 2009 | 22 y | 0 |
| Laura K Leuter | Fort Washington, Pa | Feb 16, 2010 | 23 y | 1 |
| Robert Scott Wands | Cranford, Nj | May 11, 2010 | 17 y | 1 |
| Michael Joseph Mracna | Lutz, Fl | Jun 9, 2010 | 30 y | 0 |
| Carl Thomas Thoenen | St. Louis, Mo | Aug 2, 2010 | 34 y | 2 |
| George Frank Lang | Fort Washington, Pa | Aug 2, 2010 | 31 y | 1 |
| Debra Susan Lang | West Chester, Oh | Aug 2, 2010 | 29 y | 1 |
| Sufia Setjoadi | Fort Washington, Pa | Aug 2, 2010 | 27 y | 3 |
| Frank James Palmasani | Crystal Lake, Il | Aug 2, 2010 | 39 y | 4 |
| Timothy Johnson Leonard | Fort Washington, Pa | Aug 2, 2010 | 29 y | 1 |
| Neal Alan Rodman | Maricopa, Az | Aug 19, 2010 | 41 y | 0 |
| Gary Nicholas Niemczak | Fort Washington, Pa | Oct 14, 2010 | 42 y | 0 |
| Theresa Anne WiedmannCertified Financial Planner | Fort Washington, Pa | Apr 5, 2011 | 44 y | 0 |
| Lisa Anne Mchugh | Jenkintown, Pa | Apr 7, 2011 | 39 y | 0 |
| Jody Tolomeo | Fort Washington, Pa | Jun 9, 2011 | 28 y | 0 |
| Carol Florence Peckman | Horsham, Pa | Jun 16, 2011 | 44 y | 0 |
| Joseph Bartholomew Cosden | Fort Washington, Pa | Jun 16, 2011 | 45 y | 0 |
| Michael Patrick Klein | Bethlehem, Pa | Jun 16, 2011 | 36 y | 0 |
| Mary E Tibolet | Fort Washington, Pa | Jun 28, 2011 | 33 y | 0 |
| Lisa Joy Newsham | Horsham, Pa | Jun 28, 2011 | 29 y | 0 |
| Bonnie Ovnicek | Fort Washington, Pa | Jun 30, 2011 | 32 y | 0 |
| Melissa Ann Borelli | Horsham, Pa | Jul 25, 2011 | 22 y | 0 |
| Nancy L. Heffner | Fort Washington, Pa | Nov 15, 2011 | 41 y | 0 |
| Michael Thomas Stine | Fort Washington, Pa | Feb 1, 2012 | 20 y | 1 |
| Barry Bryant Rawls | Canton, Ga | Mar 14, 2012 | 33 y | 0 |
Advisor movement
69 left, 55 joined in 12 months
net -14 in 12 months17 left in 90 days14 joined in 90 daysdeparture rate 7.5% of current headcount163 left over 36 months
Left, latest
- Patrick Joseph Reilley to Capital AnalystsAug 27, 2026 · Other
- Douglas Richard Evernham to Capital AnalystsAug 21, 2026 · Other
- Stephanie Louise Shaw to Capital AnalystsAug 21, 2026 · Other
- Robert William Shaw to Capital AnalystsAug 21, 2026 · Other
- Diane Bilello to Equitable Advisors, LLCAug 13, 2026 · RIA to affiliated broker-dealer or bank
- Gregg Albert Libutti to Stifel, Nicolaus & Company, IncorporatedAug 13, 2026 · RIA to affiliated broker-dealer or bank
- Wayde Stewart Knowles to LPL Financial LLCJul 24, 2026 · RIA to affiliated broker-dealer or bank
- Jake R Digregorio to Capital AnalystsJul 24, 2026 · RIA to affiliated broker-dealer or bank
- Mark John Dunn to LPL Financial LLCJul 24, 2026 · RIA to affiliated broker-dealer or bank
- James Clark Dunn to LPL Enterprise, LLCJul 24, 2026 · RIA to affiliated broker-dealer or bank
- Dylan Ray Ramos to Capital AnalystsJul 24, 2026 · RIA to affiliated broker-dealer or bank
- Noah Douglas to Capital AnalystsJul 14, 2026 · RIA to affiliated broker-dealer or bank
- John Michael Loper to Modera Wealth Management, LLCJul 9, 2026 · RIA to RIA
- Beth Ann Gibson to Ameriprise Financial Services, LLCJul 9, 2026 · RIA to affiliated broker-dealer or bank
- Kevin Meredith Hemphill to Capital AnalystsJul 1, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Brian Joseph Wyzgowski from LPL Financial LLCAug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Noble Cator-Szymanski from LPL Enterprise, LLCAug 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Denis Joseph Hill from Orion Portfolio Solutions, LLCAug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Patrick James Toner from Vanguard Advisers, Inc.Aug 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Levi Howley from Valic Financial Advisors, Inc.Aug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Scott Mitchell Boyd from Valic Financial Advisors, Inc.Aug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Craig Alan Storm from Valic Financial Advisors, Inc.Jul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Paul A Storm from Valic Financial Advisors, Inc.Jul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ricardo Chicas from Advice And Planning ServicesJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael J Pesendorfer from Robert W. Baird & Co. IncorporatedJul 22, 2026 · RIA to RIA
- Courtney Carey from Ameriprise Financial Services, LLCJul 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- Anna Lauren Jacoby from Valic Financial Advisors, Inc.Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sean Brenden Calleja from Valic Financial Advisors, Inc.Jul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Troy Lincoln Webb from Valic Financial Advisors, Inc.Jul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ruth Torres from One Advisory Partners, LLCJun 1, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Capital AnalystsAug 21, 2026 · Palm Beach Gardens, Fl
- 2 left for Capital AnalystsJul 24, 2026 · Las Vegas, Nv
- 2 left for Capital AnalystsMay 20, 2026 · Fort Washington, Pa
- 2 left for Integrity Alliance, LLCFeb 24, 2026 · Dover, Nh
- 2 left for Capital AnalystsFeb 24, 2026 · Dover, Nh
- 3 left for Capital AnalystsFeb 13, 2026 · Fort Washington, Pa
- 3 left for Integrity Alliance, LLCFeb 10, 2026 · Fort Washington, Pa
- 4 left for Capital AnalystsJan 27, 2026 · Fort Washington, Pa
- 2 joined from Valic Financial Advisors, Inc.Aug 13, 2026 · Mount Laurel, Nj
- 2 joined from Valic Financial Advisors, Inc.Jul 30, 2026 · Marquette, Mi
- 2 joined from Valic Financial Advisors, Inc.Mar 13, 2026 · Chicago, Il
- 2 joined from Capital AnalystsFeb 10, 2026 · Dover, Nh
- 2 joined from Capital AnalystsJan 16, 2026 · Omaha, Ne
- 2 joined from Capital AnalystsJan 8, 2026 · Pembroke, Ma
- 3 joined from Valic Financial Advisors, Inc.May 20, 2024 · Akron, Oh
- 2 joined from Cetera Investment Advisers LLCFeb 2, 2024 · Sewickley, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel Sean Alexander · Executive Vice-President, Chief Business Development Officercontrolsince 07/2025 · owns less than 5%
- Anthony Charles Bueti · Executive Vice-President, Chief Operating Officercontrolsince 04/2026 · owns less than 5%
- Jason Christopher Estes · Executive Vice-President, Chief Information & Technology Officercontrolsince 07/2025 · owns less than 5%
- Steven Neil Flax · Executive Vice-President, Chief Human Resources Officercontrolsince 02/2025 · owns less than 5%
- Edward Samuel Jr Forst · Elected Managercontrolsince 08/2015 · owns less than 5%
- Michael Mark Kollar · Executive Vice-President, Chief Information Officercontrolsince 04/2022 · owns less than 5%
- Kathleen Kinslow Leckey · Ceocontrolsince 06/2026 · owns less than 5%
- Maureen Ann Mattson · Executive Vice-President, General Counsel & Chief Compliance Officer Counsel, Corporate Secretary And Head Of Riskcontrolsince 06/2025 · owns less than 5%
- Diane Mulherrin Mccarthy · Executive Vice-President/Chief Financial Officer/Principal Financial Officer/Elected Manager Officercontrolsince 09/2018 · owns less than 5%
- Kevin Joseph O'Leary · Executive Vice-President, Chief Growth Officercontrolsince 07/2022 · owns less than 5%
- Karen Dougherty Bura · Vice-President, Controllersince 03/2023 · owns less than 5%
- Stephen Thomas Mayhew · Senior Vice-President, Chief Investment Officersince 07/2022 · owns less than 5%
- Shashi Mehrotra · Senior Vice-President, Chief Investment Strategistsince 10/2019 · owns less than 5%
- Susan Mary Oberlies · Senior Vice-President, Corporate Counsel/Secretarysince 07/2022 · owns less than 5%
Entity owners
- Lincoln Investment Capital · Member/Ownerdirect · owns 75% or more
- Lincoln Investment Capital Holdings, LLC · Member/Ownerdirect · owns 75% or more
- Lincoln Investment Group Holdings, Inc. · Indirect Ownerindirect · owns 50% to 75% of Lincoln Investment Capital Holdings, LLC
Related persons
Schedule D 7.A
- Beacon Financial Advisory LLCinvestment advisernRAUM $901M
- Capital Advisors, Ltd., LLCinvestment advisernRAUM $1.4B
- Capital Analystsinvestment advisernRAUM $8.8B
- Elliott Cove Capital Managementinvestment advisernRAUM $348M
- K2 Financial Inc.investment advisernRAUM $192M
- Legacy Solutions, LLCinvestment advisernRAUM $244M
- Shore Morgan Young Wealth Strategiesinvestment advisernRAUM $615M
- Shepherd Financial Investment Advisory LLCinvestment advisernRAUM $6.2B
- Strategic Asset Management Group Advisorsinvestment advisernRAUM $416M
- William Roane Skeeters, Inc.investment advisernRAUM $28.7M
- Wilson Investment Advisory Services, LLCinvestment advisernRAUM $57.8M
Advisers that list Lincoln Investment as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Washington, Pa · principal | 457 | 48 | 21 | 2 | |
| Crystal Lake, Il | 76 | 11 | 0 | ||
| Marlton, Nj | 69 | 4 | 2 | ||
| Horsham, Pa | 54 | 9 | 4 | ||
| Canton, Ga | 43 | 3 | 0 | ||
| Amherst, Ny | 40 | 4 | 0 | ||
| Lutz, Fl | 33 | 2 | 1 | ||
| Woodland Hills, Ca | 31 | 1 | 0 | ||
| Lombard, Il | 31 | 7 | 0 | ||
| Tallahassee, Fl | 24 | 2 | 0 | ||
| Rochester, Ny | 21 | 1 | 0 | ||
| Farmington Hills, Mi | 20 | 1 | 0 | ||
| Carmel, In | 16 | 1 | 0 | ||
| Cranford, Nj | 13 | 1 | 0 | ||
| Syracuse, Ny | 13 | 1 | 0 | ||
| Independence, Oh | 13 | 0 | 0 | ||
| Phoenix, Az | 12 | 1 | 0 | ||
| Royal Oak, Mi | 11 | 1 | 0 | ||
| Renton, Wa | 11 | 0 | 0 | ||
| St Petersburg, Fl | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Horsham, PA76 employees
- Marlton, NJ58 employees
- Lutz, FL54 employees
- Amherst, NY45 employees
- Woodland Hills, CA45 employees
- Union, KY45 employees
- Lombard, IL29 employees
- Braintree, MA28 employees
- Waltham, MA28 employees
- Tallahassee, FL25 employees
- Farmington Hills, MI24 employees
- Rochester, NY21 employees
- Sewickley, PA21 employees
- Carmel, IN18 employees
- Independence, OH16 employees
- Bethlehem, PA16 employees
- Renton, WA15 employees
- Syracuse, NY13 employees
- Bohemia, NY13 employees
- Royal Oak, MI13 employees
- Land O Lakes, FL13 employees
- Phoenix, AZ12 employees
- Albemarle, NC12 employees
- Cleveland, OH12 employees
- Shaker Heights, OH11 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 20, 2026ALEXANDER, DANIEL SEAN (EXECUTIVE VICE-PRESIDENT, CHIEF BUSINESS DEVELOPMENT OFFICER) appeared on Schedule A between the filings of 2022-08-02 and 2026-07-20peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 20, 2026ESTES, JASON CHRISTOPHER (EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION & TECHNOLOGY OFFICER) appeared on Schedule A between the filings of 2022-08-02 and 2026-07-20peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 20, 2026O'LEARY, KEVIN JOSEPH (EXECUTIVE VICE-PRESIDENT, CHIEF GROWTH OFFICER) left Schedule A between the filings of 2022-08-02 and 2026-07-20peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 20, 2026KOLLAR, MICHAEL MARK (EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER) left Schedule A between the filings of 2022-08-02 and 2026-07-20peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 201,292 to 199,383Sep 9, 2025 to Mar 31, 2026
- Advisory employees · 894 to 874Sep 9, 2025 to Mar 31, 2026
- BD registered reps · 878 to 861Sep 9, 2025 to Mar 31, 2026
- Charity clients · 32 to 41Sep 9, 2025 to Mar 31, 2026
- Corporate clients · 159 to 181Sep 9, 2025 to Mar 31, 2026
- HNW clients · 3,636 to 4,604Sep 9, 2025 to Mar 31, 2026
- Individual clients · 133,693 to 133,528Sep 9, 2025 to Mar 31, 2026
- Pension plan clients · 14 to 15Sep 9, 2025 to Mar 31, 2026
- Assets in custody · $18B to $21BSep 9, 2025 to Mar 31, 2026
- Employees · 1,293 to 1,238Sep 9, 2025 to Mar 31, 2026
- Insurance-licensed employees · 702 to 656Sep 9, 2025 to Mar 31, 2026
- State-registered IARs · 883 to 864Sep 9, 2025 to Mar 31, 2026
- Other offices · 320 to 314Sep 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.9B to $13BSep 9, 2025 to Mar 31, 2026
- HNW RAUM · $2.9B to $4.3BSep 9, 2025 to Mar 31, 2026
- Individual RAUM · $16B to $17BSep 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $10B to $9.0BSep 9, 2025 to Mar 31, 2026
- Pension RAUM · $23.9M to $30.3MSep 9, 2025 to Mar 31, 2026
- RAUM · $19B to $22BSep 9, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $1.7B to $1.6BSep 9, 2025 to Mar 31, 2026
- Pension RAUM · $30.5M to $23.9MNov 25, 2024 to Mar 31, 2025
- RAUM · $17B to $19BNov 25, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $207M to $1.7BNov 25, 2024 to Mar 31, 2025
- Accounts · 203,427 to 201,292Nov 25, 2024 to Mar 31, 2025
- Advisory employees · 883 to 894Nov 25, 2024 to Mar 31, 2025
- BD registered reps · 868 to 878Nov 25, 2024 to Mar 31, 2025
- Charity clients · 36 to 32Nov 25, 2024 to Mar 31, 2025
- Corporate clients · 168 to 159Nov 25, 2024 to Mar 31, 2025
- HNW clients · 3,111 to 3,636Nov 25, 2024 to Mar 31, 2025
- Individual clients · 134,236 to 133,693Nov 25, 2024 to Mar 31, 2025
- Pension plan clients · 19 to 14Nov 25, 2024 to Mar 31, 2025
- Assets in custody · $17B to $18BNov 25, 2024 to Mar 31, 2025
- Employees · 1,297 to 1,293Nov 25, 2024 to Mar 31, 2025
- Insurance-licensed employees · 673 to 702Nov 25, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Nov 25, 2024 to Mar 31, 2025
- State-registered IARs · 872 to 883Nov 25, 2024 to Mar 31, 2025
- Other offices · 325 to 320Nov 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $8.3B to $8.9BNov 25, 2024 to Mar 31, 2025
- HNW RAUM · $2.2B to $2.9BNov 25, 2024 to Mar 31, 2025
- Individual RAUM · $15B to $16BNov 25, 2024 to Mar 31, 2025
Signals
60 dated events
- Patrick Joseph Reilley left Lincoln Investment for Capital Analysts (registered 2015-04-15)Aug 27, 2026 · Advisor changed firm · fact
- Stephanie Louise Shaw left Lincoln Investment for Capital Analysts (registered 2012-12-12)Aug 21, 2026 · Advisor changed firm · fact
- Douglas Richard Evernham left Lincoln Investment for Capital Analysts (registered 2012-06-04)Aug 21, 2026 · Advisor changed firm · fact
- Robert William Shaw left Lincoln Investment for Capital Analysts (registered 2012-06-04)Aug 21, 2026 · Advisor changed firm · fact
- 3 advisors left Lincoln Investment (Palm Beach Gardens, FL) for Capital Analysts on the same dayAug 21, 2026 · Team lift-out · derived
- Diane Bilello left Lincoln Investment for Equitable Advisors, Llc (registered 2026-08-11)Aug 13, 2026 · Advisor changed firm · fact
- Gregg Albert Libutti left Lincoln Investment for Stifel, Nicolaus & Company, Incorporated (registered 2026-08-17)Aug 13, 2026 · Advisor changed firm · fact
- 2 advisors left Valic Financial Advisors, Inc. (Mount Laurel, NJ) for Lincoln Investment on the same dayAug 13, 2026 · Team lift-out · derived
- 2 advisors left Valic Financial Advisors, Inc. (Novi, MI) for Lincoln Investment on the same dayJul 30, 2026 · Team lift-out · derived
- Wayde Stewart Knowles left Lincoln Investment for Lpl Financial Llc (registered 2026-07-23)Jul 24, 2026 · Advisor changed firm · fact
- Mark John Dunn left Lincoln Investment for Lpl Financial Llc (registered 2026-07-27)Jul 24, 2026 · Advisor changed firm · fact
- Jake R Digregorio left Lincoln Investment for Capital Analysts (registered 2023-10-31)Jul 24, 2026 · Advisor changed firm · fact
- Dylan Ray Ramos left Lincoln Investment for Capital Analysts (registered 2023-10-31)Jul 24, 2026 · Advisor changed firm · fact
- James Clark Dunn left Lincoln Investment for Lpl Enterprise, Llc (registered 2026-07-28)Jul 24, 2026 · Advisor changed firm · fact
- 2 advisors left Lincoln Investment (Las Vegas, NV) for Capital Analysts on the same dayJul 24, 2026 · Team lift-out · derived
- Noah Douglas left Lincoln Investment for Capital Analysts (registered 2023-04-21)Jul 14, 2026 · Advisor changed firm · fact
- Beth Ann Gibson left Lincoln Investment for Ameriprise Financial Services, Llc (registered 2026-07-23)Jul 9, 2026 · Advisor changed firm · fact
- John Michael Loper left Lincoln Investment for Modera Wealth Management, Llc (registered 2026-07-06)Jul 9, 2026 · Advisor changed firm · fact
- Kevin Meredith Hemphill left Lincoln Investment for Capital Analysts (registered 2023-07-05)Jul 1, 2026 · Advisor changed firm · fact
- Scott Accamando left Lincoln Investment for Ameriprise Financial Services, Llc (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- Christopher Alex Cokinis left Lincoln Investment for Cape Investment Advisory, Inc. (registered 2026-07-14)Jun 25, 2026 · Advisor changed firm · fact
- Periklis Kotsiopoulos left Lincoln Investment for Capital Analysts (registered 2014-01-08)May 28, 2026 · Advisor changed firm · fact
- Emily Moore left Lincoln Investment for Ameriprise Financial Services, Llc (registered 2026-05-21)May 28, 2026 · Advisor changed firm · fact
- Julia Anne Soranno left Lincoln Investment for Capital Analysts (registered 2021-04-23)May 20, 2026 · Advisor changed firm · fact
- 2 advisors left Lincoln Investment (Fort Washington, PA) for Capital Analysts within 8 daysMay 20, 2026 · Team lift-out · derived
- Nicholas Steven Wilz left Lincoln Investment for Osaic Wealth, Inc. (registered 2026-05-06)May 6, 2026 · Advisor changed firm · fact
- Andre' Dericko Bell left Lincoln Investment for Asset Allocation Strategies, Llc (registered 2026-09-11)Apr 27, 2026 · Advisor changed firm · fact
- Robert J Hetherington left Lincoln Investment for Capital Analysts (registered 2023-02-08)Apr 22, 2026 · Advisor changed firm · fact
- Lincoln Investment reported 314 offices beyond its principal office, down from 320 (2025-09-09 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Lea Anne Smith Creekmore left Lincoln Investment for Capital Analysts (registered 2023-11-27)Mar 20, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Lincoln Investment · Private Equityshared crd · intermediary
- Lincoln Investment · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Business email
- donnie@cmwfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pamela@cmwfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 918-622-2422reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/financial-directors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/the-legend-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cmwfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-887-8111reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- cmwfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cmwfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026