DFX Intelligence
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Registered advisor
B•••••• S•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as B•••••• S•••• S•••••••
At current firm
1 y
since Aug 7, 2025
In the industry
25 y
since Aug 24, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 7, 2025 · Reno, Nv
- W•••• F•••• A••••••• wirehouseMay 20, 2010 to Aug 7, 2025 · Madera, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 25, 2010 · Clovis, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 5, 2008 to Oct 23, 2009 · Fresno, Ca
- W•••• F•••• I••••••••• L•• unclassifiedSep 19, 2005 to Jun 9, 2008 · Delano, Ca
- M••••• S•••••• D• I••• unclassifiedJun 10, 2002 to Aug 29, 2005 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 7, 2025, registered Aug 7, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 25, 2010, registered May 20, 2010 (-5 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 9, 2008, registered Jun 5, 2008 (-4 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• I••••••••• L••left Aug 29, 2005, registered Sep 19, 2005 (21 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address