DFX Intelligence
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Registered advisor
J•••• M•••••• V•••••
Feed of 09/14/2026
Also filed as J••• V•••••
At current firm
7 y
since Sep 6, 2019
In the industry
18 y
since Jun 2, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 6, 2019 · St. Louis, Mo
- R•••••• J•••• • A••••••••• I••• national BDMay 11, 2018 to Aug 23, 2019 · St Louis, Mo
- W•••• F•••• A••••••• wirehouseNov 12, 2008 to May 16, 2018 · Frontenac, Mo
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to E••••• J••••left Aug 23, 2019, registered Sep 6, 2019 (14 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left May 16, 2018, registered May 11, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address