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Registered advisor
M•••••• B••••••
Feed of 09/14/2026
Also filed as M•••••• B••••••••• B••••••••• D••••• B••••••
At current firm
2 y
since Oct 24, 2023
In the industry
23 y
since Sep 16, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 24, 2023 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 16, 2018 to Mar 25, 2025 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 11, 2004 to Jul 24, 2007 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 25, 2025, registered Oct 24, 2023 (-518 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Jul 24, 2007, registered Jan 16, 2018 (3829 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address