S•••• E•••••••• R•••••

Feed of 09/14/2026

Also filed as S•••• W••••

At current firm

9 y

since Aug 21, 2017

In the industry

24 y

since Oct 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse
Aug 30, 2011 to Aug 18, 2017 · Clearwater, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 6, 2011 · Palm Harbor, Fl
M••••• S•••••• • C•• L•• unclassified
Apr 24, 2007 to Jun 1, 2009 · Palm Harbor, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 24, 2001 to Mar 1, 2007 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 18, 2017, registered Aug 21, 2017 (3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Sep 6, 2011, registered Aug 30, 2011 (-7 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••
left Mar 1, 2007, registered Apr 24, 2007 (54 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address