DFX Intelligence
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Registered advisor
J•••• M•••• C••••
Feed of 09/14/2026
Also filed as J•••• M•••• H••••••••• M•••• H••••••••• M• W••••••••• M•••• W••••••••
At current firm
14 y
since Jan 3, 2012
In the industry
24 y
since Dec 21, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jan 3, 2012 · Lancaster, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 1, 2004 to Jan 5, 2012 · Ellicott City, Md
- L••••• S••••• S••••••••• I••• unclassifiedMay 12, 2003 to Jan 1, 2004 · Lititz, Pa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Jan 5, 2012, registered Jan 3, 2012 (-2 days) · Other
- L••••• S••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address