DFX Intelligence
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Registered advisor
R••••• A••• M•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Nov 4, 2015
In the industry
24 y
since Dec 17, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• A•••• M••••••••• L•• independent RIA currentsince Nov 4, 2015 · Virginia Beach, Va
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 19, 2012 to Nov 4, 2015 · Virginia Beach, Va
- E••••• J•••• national BDNov 8, 2006 to Mar 19, 2012 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••••••• A•••• M••••••••• L••left Nov 4, 2015, registered Nov 4, 2015 (0 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 19, 2012, registered Mar 19, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address