DFX Intelligence
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J••• B•••••• W•••••
Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Abilene, TxIAPD 4480662
As of · the IAPD feed
- At current firm
- 2 y
- In the industry
- 24 y
- Prior registered firms
- 3
- Signals
- 1
since Sep 24, 2024
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 24, 2024 · Abilene, Tx
- W•••• F•••• A••••••• wirehouseApr 30, 2020 to Sep 30, 2024 · Abilene, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to May 1, 2020 · Abilene, Tx
- M••••• S•••••• • C•• L•• unclassifiedNov 20, 2007 to Jun 1, 2009 · Abilene, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 30, 2024, registered Sep 24, 2024 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left May 1, 2020, registered Apr 30, 2020 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 30, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote