DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
L•••• M•••••• R•••
Feed of 09/15/2026
Also filed as L•••• M•••••• C••••••••• M•••••• P••••••••• M•••••• P••••••••• R•••
At current firm
7 y
since Jan 25, 2019
In the industry
24 y
since Jan 31, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 25, 2019 · Sequim, Wa
- R•••••• J•••• • A••••••••• I••• national BDNov 12, 2015 to Jan 22, 2019 · Scottsdale, Az
- E••••• J•••• national BDJan 29, 2007 to Oct 21, 2015 · Port Angeles, Wa
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 22, 2019, registered Jan 25, 2019 (3 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to R•••••• J•••• • A••••••••• I•••left Oct 21, 2015, registered Nov 12, 2015 (22 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address