DFX Intelligence
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Registered advisor
K•••• A•••• E••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Jun 16, 2014
In the industry
24 y
since Feb 22, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jun 16, 2014 · Atlanta, Ga
- P•••••••• S••••••••• I••• BD affiliatedSep 5, 2008 to Feb 19, 2009 · Norcross, Ga
- T••••••••• F•••••••• A•••••••• I••• unclassifiedApr 20, 2005 to Aug 27, 2008 · Jefferson, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Feb 19, 2009, registered Jun 16, 2014 (1943 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Aug 27, 2008, registered Sep 5, 2008 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address