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C•••••• M•••• C•••••••••
As of · the IAPD feed; also filed as C•••••• C••••••••• M•••• C•••••••••
- At current firm
- 5 y
- In the industry
- 24 y
- Prior registered firms
- 2
- Signals
- 0
since Oct 29, 2020
As of · the IAPD feed; also filed as C•••••• C••••••••• M•••• C•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 29, 2020 · Melville, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 17, 2020 · Eastchester, Ny
- C•••• I••••••••• S••••••• C•••• formerSep 12, 2007 to Oct 1, 2012 · Eastchester, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 17, 2020, registered Oct 29, 2020 (42 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address