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Registered advisor
D•••• Y• B•••
Feed of 09/14/2026
Also filed as D•••• Y• B••••••••• Y••• S•• B•••
At current firm
7 y
since Jan 2, 2019
In the industry
23 y
since Mar 11, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 2, 2019 · Bethesda, Md
- P••• A••••• S••••••••• L•• BD affiliatedSep 11, 2015 to Apr 28, 2016 · Chevy Chase, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 28, 2009 to Jan 22, 2013 · Bethesda, Md
- T• A••••••••• I••• formerJul 28, 2009 to Jan 22, 2013 · Potomac, Md
- P•• W••••• M••••••••• BD affiliatedOct 12, 2007 to Mar 13, 2009 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2006 to Aug 20, 2007 · Washington, Dc
All 6 prior registrationsShow fewer
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2003 to Mar 10, 2005 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Apr 28, 2016, registered Jan 2, 2019 (979 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to P••• A••••• S••••••••• L••left Jan 22, 2013, registered Sep 11, 2015 (962 days) · Other
- T• A••••••••• I••• to P••• A••••• S••••••••• L••left Jan 22, 2013, registered Sep 11, 2015 (962 days) · Other
- P•• W••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 13, 2009, registered Jul 28, 2009 (137 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Aug 20, 2007, registered Oct 12, 2007 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address